We believe our teamwork approach adds a broader perspective to all we do and provides increased benefits to our clients.

Our team of financial professionals can help you address:

  • Investing principles and strategies
  • Retirement investing and distribution strategies
  • Estate conservation issues
  • Risk management

We also can answer your questions, including:

  • Can I retire early?
  • Are my investments working hard enough?
  • What’s the best approach for college savings?
  • What are the elements of a sound estate strategy?
  • Do I have enough life insurance for my family?

Our experienced professionals have helped many people just like you with similar issues and concerns. We specialize in creating an approach that is designed to address your individual situation.


John M. Brueggeman, CMFC

Senior Managing Director / Principal / Portfolio Manager

(513) 794-1899

(513) 536-8830

John M. Brueggeman grew up in Cincinnati, OH and attended Archbishop Moeller High School before graduating from Xavier University with a Bachelor of Science in Business Administration in 1992. Starting a small construction business...

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Michael E. Rawlings

Senior Managing Director / Investment Consultant

(513) 732-0163

(513) 732-0364

Michael Rawlings is registered as a General Securities Representative, Series 7, 66 with LPL Financial and is appointed in Resident Major Lines; Accident & Health, Life and Variable insurance products. Mr. Rawlings has been active in...

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Linda Bauer

Vice President / Wealth Manager

(513) 794-1899

(513) 536-8830

Linda began her career in the financial services industry in 1998 and is a well-established and highly regarded wealth manager. Working with the Viceroy Wealth Counsel team, she has experience in asset management and retirement...

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